Transparency

Verify me in 3 minutes

In finance, trust shouldn't be taken on someone's word. Everything about me is public — here's how to find it yourself in 3 minutes, no apps, no signups.

Why this matters

Thousands of people in Canada call themselves financial advisors — from bank salespeople to entirely unregulated TikTok personalities. The regulator (CSA — Canadian Securities Administrators) keeps a single registry of every licensed professional. If you can't find someone in the NRD search, that's a red flag, no exceptions.

How to verify me

01
Check the individual registration (NRD)
NRD (National Registration Database) is the CSA's central registry. Enter my number: 4575551. You'll see my name, firm (Axcess Capital Advisors Inc.), category (Dealing Representative — Exempt Market Dealer), provinces of registration (AB · BC · ON), license date, and any minor offences (none).
Open NRD searchRemember: 4575551
02
Check the firm (Axcess Capital)
I work through Axcess Capital Advisors Inc. — registered as an Exempt Market Dealer in Alberta. On the ASC (Alberta Securities Commission) site you can pull up the firm-level registration: license, status (active), any regulatory actions (none).
ASC Registered FirmsSearch for: «Axcess Capital Advisors Inc.»
03
Check the qualification (IFSE EMP)
To register as a Dealing Representative you must complete the Exempt Market Proficiency Course at IFSE Institute (the education arm of IFIC). I finished it in 2024. The IFSE page lists the course description, curriculum, and CSA accreditation. Without this certificate, NRD registration is impossible.
IFSE EMP course
04
Check complaint history (OBSI)
OBSI — the Ombudsman for Banking Services and Investments — is the independent public channel for complaints against Canadian financial professionals. If someone has a formal complaint on record, it's logged publicly. In my case, no records.
OBSI public records

Bonus: understand who I am NOT

I am NOT a CIRO advisor
Public market securities (ETFs, mutual funds, individual stocks) are CIRO (formerly IIROC + MFDA) territory. For those you need a CIRO-registered advisor. I can discuss them educationally, not recommend them.
I am NOT an insurance agent
Life insurance, annuities, segregated funds — those need a separate Insurance License via AIC (Alberta Insurance Council). I don't hold one.
I am NOT a tax accountant / lawyer
Tax filings — CPA. Legal questions — lawyer. I can explain a concept (like TFSA tax treatment) but formally tax practice is a different profession with its own license.
I am NOT an unregistered TikTok guru
Anyone calling themselves a 'financial advisor' who doesn't appear in NRD search is operating outside regulation. Their educational content can be fine; their specific buy/sell recommendations are dangerous and illegal without a license.